4.3 emperor against pope

• History
• Middelbare school
• havo, vwo
• Leerjaar 1

AGE 4: The Time of cities and states

4.3  Emperor against Pope

people in this lesson

Gregory VII

pope

Rome

Henry IV

king, later emperor

Germany

Clement III

anti pope

Rome

What you can explain /  do after this lesson

• why the Church wanted to appoint bishops
• why secular rulers wanted to appoint bishops
• explain the difference between spiritual and secular rules

Important dates in this lesson:

1077: King Henry IV goes to Canossa

1084: Henry has himself crowned emperor by an antipope

1122: End of the Investiture Controversy

Word Duty

Spiritual: to do with religion or feelings

Secular: to do with worldly non-spiritual matters

Hereditary: when something is passed on from father to son

Diocese: a number of churches in a region joined together, led by a bishop

Investiture: the appointment of a bishop by a pope

Investiture Controversy: conflict between secular and spiritual rulers about an investiture

Reformers: people who wanted to reform (= change to make better) the rules of the Church

lay(person): anyone who is not a cleric (anyone who does not work for/ belong to the Church)

Papal bull: formal letter issued by the Pope

Excommunicated: when you are no longer member of the Church and cannot go to heaven

Antipope: someone who claims to be the Pope besides the regularly elected Pope

KEY WORDS

Did you know that people in the Middle Ages believed that all power came from God? They believed emperors, kings and popes were appointed by Him to rule the earth. Source 4.3.1 shows how this power was divided by Christ. The pope received spiritual power, the power to rule over the Church and its followers. The emperor received secular power, the power to rule over countries and people. Although this might seem fair, kings and emperors wanted more power. What did they do to increase power? How did this affect the Church? You will find out all about it in this paragraph.

4.3.0

Charles V crowned as Holy Roman Emperor

by Pope Clement VII at Bologna

ca. 1630

4.3.1

Secular and spiritual power divided by Christ. Miniature from the 13th century.

1. Source 4.3.1 shows how spiritual and secular power were divided by Christ. As you can also see in the picture, a key and a sword were used to symbolise this division of power.
A. Why do you think a sword was used to symbolise secular power? Explain your answer.

1B. A key is used to enter a new space.
Why do you think a key was used to symbolise spiritual power? Explain the term spiritual in your answer.

Kings want to increase their power

By the year 1000, landlords had become the really powerful people locally. As vassals, these landlords rented lands from their kings. These lands were supposed to be returned to their king when they died. In practice however, the lands often became hereditary: when the vassal died, the land passed to his sons. How could kings prevent their countries from falling apart? Bishops were not allowed to have children. Some kings therefore decided to turn bishops into their vassals. They even started to appoint bishops they could trust without asking the pope for permission.

4.3.2

 German emperor appoints a bishop. Image on a bronze door of a cathedral in Poland, made around 1175.

2a. In lesson 3.3, you learned that the Feudal System was developed in the course of the eighth and ninth century.

In the Feudal System nobles received a piece of land from the king.
This land then became their property.

1. true
2. false

2b. Explain why the statement in the previous question is not correct.

2c. Can you mention 2 situations after which a nobleman had to give "his" land back to the king?

2d. Which disadvantage of the feudal system is mentioned in the text?
Use the word "hereditary" in your answer.

2e. Explain why kings wanted to appoint bishops to prevent this disadvantage.

2f. Can you find another advantage for kings appointing bishops of their choice?

Organization of the Church

In the Early Middle Ages, the Church was able to spread Christianity throughout Europe. By 1000, nearly every town or village had its own church and priest. Churches in a region were joined together to form a diocese. The diocese was led by a bishop. He was chosen by the people and priests of his diocese and then appointed by the pope. This meant that a bishop could not be appointed without the permission of the pope, who was the head of the Church. The appointment of a bishop by a pope is called investiture; the bishop receives a ring, mitre and staff from the pope.

4.3.3

schematic overview of the hierarchy of the Catholic church today.

The use of capital letters for offices, titles and positions in English is different from that in Dutch. When a title or position is followed by a name, the English use two capital letters. For example: Pope Gregory, King Henry or President Nixon. A capital letter is also used when only the title is mentioned to substitute the name, e.g. ‘the King’ is used to refer to King Henry. These extra capital letters are not used in Dutch.

The Investiture Controversy

Some bishops became very rich and powerful as vassals. Church reformers did not like this. They believed that bishops should only concentrate on spiritual matters. Bishops should not live in wealth and hold secular powers.

Reformers also disliked that kings and emperors started to appoint their own bishops. According to them, only the Church could appoint popes and bishops. This did not stop kings and emperors from appointing their own bishops (lay investitures)

This difference of opinion between secular rulers and the Church is called the Investiture Controversy. Pope Gregory VII (r. 1073-1085) wanted to make sure all bishops were appointed by him alone:

4.3.4

Kings are crowned by a bishop. Image from the 13th century.

4.3.5

Pope Gregory VII banning lay Investitures in 1078.

3a. Read source 4.3.5.
This decree was written by Pope Gregory VII in 1078.
The source states that investitures are often performed by ‘lay persons’. Who does this probably refer to? Explain the the term "lay persons" in your answer.

3b. Read source 4.3.5.
What – according to this source – will happen if a bishop receives his investiture from a king or emperor? ( 2 answers).

If the question states: - according to the source- your answer must be found in the source alone, nowhere else.

So don't use your own knowledge to add information to the answer.

3c. Did Pope Gregory VII take this measure seriously? Find an example in the theory (text slide) to back up your answer.

4. Use source 4.3.4.
Explain why this could be seen as another point of argument during the Investiture Controversy.
Start your answer with: "the source shows...", then give your explanation.

Gregory VII versus Henry IV

The Investiture Controversy reached a peak after Pope Gregory VII declared that he had more authority than the emperor. In a papal bull, a formal letter issued by the pope, he claimed:

The German King Henry IV (1050-1106) and his German bishops protested: They stated that Gregory was no longer pope. When Henry appointed a bishop in Milan, which was part of his empire at that time, Gregory excommunicated him. This meant that Henry was no longer a member of the Church and would not be allowed to go to heaven when he died. It also meant that his authority was taken from him. 

4.3.7

Power claims from the Dictatus Papae in 1075.

4.3.6

King Henry IV requests mediation from Matilda of Tuscany and the abbot of Cluny. Miniature from the Vita Mathildis, 1114.

5. What were 3 consequences for Henry IV when he was excommunicated by the pope?

6. Suppose you live in the Middle Ages.
Your king says you will be punished if you obey the pope.
The pope says you will be excommunicated if you obey the king.
What would you do? Discuss with a classmate and explain your answer.

People were not allowed to talk to someone who was excommunicated. Henry had to beg Gregory for forgiveness to have the excommunication undone. He travelled to Gregory’s castle at Canossa, in Northern Italy, in the winter of 1077 and asked Matilda of Tuscany and the abbot of Cluny for help.

To humiliate him, the Pope made Henry beg at the castle gates for three days, barefoot and only wearing a cloth, before he finally forgave him.

A few years later, Henry started to appoint his own bishops again. This time however, he marched on Rome with an army. Pope Gregory had to flee and Henry installed a pope of his own choice: Clement III (r. 1080-1100). This second pope was called an antipope. Henry had himself crowned emperor in 1084 by this antipope.

4.3.9

Emperor Henry IV (dressed as a beggar) is finally received by pope Gregory VII. 19th century painting

King Henry IV had to cross the Alps barefoot to reach Canossa. Nowadays ‘to go to Canossa’ is an expression that means ‘submitting your will to someone’.

4.3.8

Henry IV and his entourage at the gate, 19th century depiction

The struggle is ended

After King Henry had marched on Rome, Pope Gregory fled the city and died shortly after.  In 1122, an agreement was signed between Pope Calixtus II and Emperor Henry V to end the power struggle. It was agreed that bishops had both spiritual and secular tasks. Emperors could give bishops a sceptre as a sign of secular power. The investiture was done by the pope.

4.3.10

Henry IV (left) and his antipope: Clement III (sitting next to him). Image from the Codex Jenensis Bose, 1157.

Antipopes such as Clement III were not an exception in the Middle Ages. Between the third and fifteenth century, there were often two or even three popes at the same time.

7. Put the events in the correct chrono-logical order

(oldest to the top)

King Henry IV decides to travel to Canossa to beg Pope Gregory VII for forgiveness.

Henry IV is crowned emperor by Pope Clement III

King Henry IV ignores the Pope and appoints the bishop of Milan. Because of this, Pope Gregory VII excommunicates him.

Dictatus Papae: Pope Gregory VII claims that only the Pope is allowed to appoint bishops.

King Henry IV takes an army to Rome to drive out Gregory VII. He has a new Pope elected: Pope Clement III.

primary sources

8. Use the sources in this lesson. Which sources are primary sources?

4.3.1

4.3.2

4.3.3

4.3.4

4.3.5

4.3.6

4.3.7

4.3.8

4.3.9

secular

spiritual

9. Make the correct combinations

excommunication

warfare

government

monarchy

sword

monastery

prayer

bishop

feudalism

papal bull

Anything that's not clear?
Ask your question about this lesson here.

congratulations